Legal & Policies

Morningstar Wealth Administration Limited

Morningstar Wealth Administration Limited (WAL) is authorised and regulated by the Financial Conduct Authority under reference 463566. Registered in England and Wales under company No. 06016828 with a registered office address of 1 Oliver’s Yard, 55-71 City Road, London, EC1Y 1HQ, UK.

Best Execution Policy Morningstar Wealth Administration Limited (PDF)

Conflicts Of Interest Policy WAL (PDF)

Suspended Asset Process

A Guide To Making A Complaint Morningstar Wealth Administration Limited (PDF)

Costs And Charges Factsheet UK (PDF)

MiFID2 FAQs (PDF)

WAL Section 172 Statement (PDF)

Product Governance Overview (PDF)

Morningstar Wealth Platform Key Features and Terms & Conditions

Pillar 3 Regulatory Disclosure (PDF)

Treating Customers Fairly Statement September 2022 (PDF)

Privacy Notice (PDF)

Target Market and Value for Money Assessment

Morningstar Wealth Retirement Services Limited

Morningstar Wealth Retirement Services Limited (WRSL) is authorised and regulated by the Financial Conduct Authority under reference 462660. Registered in England and Wales under company No. 03121034 with a registered office address of 1 Oliver’s Yard, 55-71 City Road, London, EC1Y 1HQ, UK

WRSL A Guide To Making A Complaint (PDF)

International SIPP Target Market and Value for Money Assessment

Smart Investment Management Limited

Smart Investment Management Limited (SIM) is authorised and regulated by the Financial Conduct Authority under reference 627829. Registered in England and Wales under company No. 08704800 with a registered office address of 1 Oliver’s Yard, 55-71 City Road, London, EC1Y 1HQ, UK.

SIM Best Execution Policy (PDF)

A Guide To Making A Complaint SIM (PDF)

Conflicts Of Interest Policy SIM (PDF)

Stewardship Code And Shareholder Engagement Disclosure (PDF)

SIM Section 172 Statement (PDF)

SIM Target Market Assessment

SIM Value for Money Assessment