Regulatory and Policies

Smart Investment Management Limited

Smart Investment Management Limited (SIM) is authorised and regulated by the Financial Conduct Authority under reference 627829. Registered in England and Wales under company No. 08704800 with a registered office address of 1 Oliver’s Yard, 55-71 City Road, London, EC1Y 1HQ, UK.

SIM Best Execution Policy (PDF)
A Guide To Making A Complaint SIM (PDF)
Privacy Notice (PDF)
Conflicts Of Interest Policy SIM (PDF)
Stewardship Code And Shareholder Engagement Disclosure.pdf (PDF)
SIM - Financial Report - 2022
SIM - MIFIDPRU 8 Disclosure - 2022
SIM Target Market
SIM Value for Money Assessment